Caring Those, who Share– The Need for Structured Oversight of Authorised Persons
Abstract In recent years, the role of Authorised Persons (“AP”), who are individuals appointed by stock brokers to source and service clients has expanded in India’s broking industry. However, several cases have shown unchecked activities by APs that threatened market integrity, besides causing reputational damage to brokers due to the immunity from liability enjoyed by APs. […]
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